Ken C. Joseph, Esq. is a Managing Director and the Global Leader of Duff & Phelps, LLC’s Disputes practice, and Head of the firm’s Blockchain and Cryptocurrency Task Force. Ken focuses on serving clients who need informed and proven strategies to successfully navigate a broad spectrum of threats arising from investigations, compliance examinations, litigation, and crisis scenarios.
Ken has a unique combination of front-line expertise and experience in U.S. securities law, regulatory compliance, and corporate governance. He served with distinction for a total of over 21 years at the U.S. Securities and Exchange Commission, including service as one of the inaugural supervisors in the Division of Enforcement’s specialized asset management unit, and most recently as a senior officer in the Commission’s Office of Compliance Inspections and Examinations. He has investigated, supervised, and resolved numerous complex and high-profile cases involving a wide variety of alleged misconduct by market professionals, individuals, and by public and private entities. Ken holds J.D. and M.B.A. degrees.
